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Washington, D.C. 20549





Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934


Date of Report (date of earliest event reported): January 16, 2024


electroCore, Inc. 

(Exact name of registrant as specified in its charter)


Delaware   001-38538   20-3454976

(State or other jurisdiction of 

incorporation or organization)

  (Commission File Number)  

(I.R.S. Employer 

Identification Number)


200 Forge Way, Suite 205 

Rockaway, NJ 07866 

(Address of principal executive offices and zip code)


(973) 290-0097 

(Registrant’s telephone number, including area code)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class  




Name of each exchange 

on which registered 

Common Stock, Par Value $0.001 Per Share   ECOR   NASDAQ Capital Market


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.





Item 2.02. Results of Operations and Financial Condition.


The executive officers of electroCore, Inc. (the “Company”) have several upcoming presentations to representatives of investors and analysts. The presentation includes select unaudited preliminary financial estimates for the three and 12 months ended December 31, 2023. The officers intend to use the material filed as Exhibit 99.1 herewith, in whole or in part, as part of those presentations.


The information furnished in this Item 2.02 of this Current Report on Form 8-K and Exhibit 99.1 attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), as amended, or otherwise subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”). The information contained in this Item 2.02 and in the presentation is attached as Exhibit 99.1 to this Current Report shall not be incorporated by reference into any filing with the SEC made by the Company, whether made before or after the date hereof, except as shall be expressly set forth by reference in such filing.


The financial information set forth in this Form 8-K reflects the Company's current preliminary financial net revenue estimates, is subject to the completion of its audit process, and is subject to change. The Company's fourth quarter and full year ended December 31, 2023 results could differ materially from the preliminary estimates provided in this Form 8-K. Investors are cautioned not to place undue reliance on these forward-looking statements, which reflect management's estimates only as of the date of this Form 8-K. Investors should refer to the “Risk Factors” section of the Company’s Annual Report on Form 10-K filed with the Securities and Exchange Commission (the “SEC”) on March 8, 2023, as updated and supplemented by its other SEC reports filed from time to time, for a discussion of important factors that may cause actual results to differ materially from those expressed or implied by these forward-looking statements. Given these risks, uncertainties and other factors, many of which are beyond the Company’s control, investors are cautioned not to place undue reliance on these forward-looking statements. The Company undertakes no obligation to publicly release the results of any revision or update of the forward-looking statements, except as required by law.


Item 7.01. Regulation FD Disclosure.


The information set forth under Item 2.02, "Results of Operations and Financial Condition" is incorporated herein by reference.


Item 9.01. Financial Statements and Exhibits.


(d) Exhibits.


Exhibit No. 


Description of Exhibit

99.1   Investor Presentation dated January 16, 2024.







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


  electroCore, Inc.
January 16, 2024 /s/ Brian Posner
  Brian Posner
  Chief Financial Officer